International Alliance operates a robust Conflicts of Interest Policy ("The Policy") and adds disclosures in accordance with various legal and regulatory requirements. The Policy is subject to change from time to time and may change without notice. Keep checking this website in order to be aware of any changes to The Policy.
The Policy includes the following disclosures:
1. Any personal interest of officers/directors in securities recommended by International Alliance.
2. Details regarding any directorships or other material relationships of officers/directors of International Alliance with companies and investments International Alliance may recommend.
The following policies are strictly prohibited and apply to all International Alliance personnel:
1. All personnel are prohibited from handling client monies.
2. Financial advisory staff are prohibited from managing client accounts on a discretionary basis.
Currently and in accordance with The Policy, International Alliance has no conflicts to disclose. Speak to your adviser for further information.